Category: Dodd-Frank

JD Supra Corporate Brief: Financial Reform, Patent Infringement, CFPB Compliance, ERISA Lawsuits

It’s Friday, you’re drinking coffee, and the JD Supra Corporate Brief is here. Does it get any better? C’mon kids: grab some cocoa and sit by the fire for the traditional holiday non-compete tale… (Michael Greco at Fisher & Phillips) 50-page glossary of financial reform terms? Check… (Morrison & Foerster) Native American tribes may be… Read more »

JD Supra Corporate Brief: Volcker Rule, Environmental Liabilities, OSHA Whistleblowers, Big Data

Nothing says “Happy Thursday” better than a piping hot cup of law news! Here’s an interesting visual comparison of the distance covered to get to the final version of the Volcker Rule… (Corporate Compliance Report) Should employees be allowed to work from home? (Mary Bennett and Ed Petry at NAVEX Global) Apparently, environmental liabilities of… Read more »

JD Supra Corporate Brief: Compensation Committees, Volcker Rule, OSHA Whistleblowers, Ambush Elections

Five years ago today, Bernie Madoff was arrested and charged with securities fraud in a $50 billion Ponzi scheme. NASDAQ wants to change its listing standards for compensation committee independence… (Shearman & Sterling) The feds approved the Volcker Rule yesterday, bringing in new era of financial regulation… (Corporate Law Report) Considering an “acqui-hire”? Consider your… Read more »

Feds Approve Volcker Rule, Bringing in New Era of Financial Regulation

“Federal regulators voted on Tuesday to approve a rule that strikes at the heart of Wall Street risk-taking, a moment that punctuates three years of internal squabbling and bank lobbying over an effort to reshape the financial landscape.” (Ben Protess and Peter Eavis, New York Times) Earlier today, the five federal agencies responsible for writing… Read more »

JD Supra Corporate Brief: Global Hiring, Brazil Compliance, Volcker Rule, CFIUS Report

Not reading this in your inbox? You should be… Sign up here for email delivery of the JD Supra Corporate Report. You need to know these 10 hot employment issues for global companies in 2014… (Rebecca Signer Roche, JD Supra Perspectives) Brazil’s Clean Companies Act goes into effect soon – will you be ready? (Duncan… Read more »

JD Supra Corporate Brief: International Class Actions, 2014 Proxy Season, Fraud-on-the-Market, Student Loan Servicers

On this day in 1955, the American Federation of Labor and the Congress of Industrial Organizations merged to form the labor union that once represented nearly all unionized workers in the United States. Class actions are riding the globalization wave… (Quinn Emanuel) What’s ISS thinking about for next year’s proxy season? (Kenneth Alberstadt at Akerman)… Read more »

JD Supra Corporate Brief: Attorney-Client Privilege, Brazil Corruption Law, Patent Troll Bill, JP Morgan Settlement

Dateline, November 22, 1963: President John F. Kennedy is assassinated in Dallas, Texas. Avoid embarrassment! Impress your friends! Know the difference between warranty and indemnity! (Richard Hsu at Shearman & Sterling) Who owns attorney-client privilege after a merger? (Herbert Kozlov and Edward Prokop at Reed Smith) Brazil’s new anti-corruption law goes into effect soon –… Read more »

JD Supra Corporate Brief: European Cookies, Gene Patents, Reasonable Customers, Liquidity Requirements

Why wait for the holidays? Give yourself a gift today: an email subscription to the JD Supra Corporate Brief. It’s informative, entertaining, and – best of all – comes in your size… Those Europeans sure are particular about their cookies, aren’t they? (Cedric Burton, Christopher Kuner, and Anna Pateraki at Wilson Sonsini) The EEOC just… Read more »

JD Supra Corporate Brief: Crowdfunding Rules, Data Protection, Sleep Studies, Foreign Whistleblowers

It’s Friday, and that means a hearty helping of law news around the JD Supra breakfast table. Dig in! How to run an IPO while pursuing a private confidential auction of your company? Start with this video… (Cathy Birkeland at Latham & Watkins) The new SEC crowdfunding proposal: one small step for regulators, one giant… Read more »

New SEC Crowdfunding Proposal: One Small Step for Regulators, One Giant Step for Startups?

“Under the JOBS Act, the SEC was to propose equity crowdfunding rules by Dec. 31, 2012.” (Brian Korn of Pepper Hamilton) Did the Securities and Exchange Commission just break the crowdfunding logjam? On October 23, SEC commissioners unanimously agreed to propose a framework that will allow entrepreneurs and startups to raise capital via social media… Read more »

JD Supra Corporate Brief: FATCA Regime, Securities Dealers, EU Data, Vicarious Liability

Keep your eye on the markets today: both 1929’s Black Thursday and 2008’s Bloody Friday happened on October 24. You’ve got just enough time to read the JD Supra Corporate Brief before the opening bell … The FATCA tax regime will introduce US tax withholding risk into financial transactions that have almost no nexus to… Read more »

JD Supra Corporate Brief: Trade Secrets, 337 Investigations, FMLA Requests, Pay Ratio

Yes, the JD Supra Corporate Brief via email sounds like a great idea. Where do I sign up? Trade secrets lawsuits can mean big money – even when they’re settled out of court… (Orrick) Hazardous products happen. The important thing is to be prepared before they do… (Perkins Coie) The ITC wants to make resolving… Read more »

JD Supra Corporate Brief: Big Data, EU Sanctions, Asset Managers, Supreme Court

The government is still closed? Now that’s not a very good way to celebrate Friday, is it? How big data and data analytics are revolutionizing the delivery of health care… (Mintz Levin) Is the EU going soft on companies that do business with Iran? (Sheppard Mullin) Feds say asset managers put the country‘s financial system… Read more »

How the SEC’s $14 Million Whistleblower Award Can Buy You Peace of Mind – If You Act Now

Earlier this month, the Securities and Exchange Commission announced that it had awarded an anonymous whistleblower $14 million for a tip that led authorities to recover a substantial amount of funds. The award is only the third payment made under the agency’s whistleblower bounty award program since its creation three years ago under the Dodd-Frank… Read more »