Topic: Cheating

JD Supra Corporate Brief: Cheaters’ High, Solar Power, Discriminatory Lending, Pipeline Projects

Have you signed up for email delivery of the JD Supra Corporate Brief yet? It’s as easy as click, type, send. The SEC just issued important clarification for broker-dealers on the “failure to supervise” liability of compliance and legal personnel… (Morrison & Foerster) Cheating gets you high – so what can ethics and compliance officers… Read more »