Topic: Financial Regulation

JD Supra Corporate Brief: IPO Communication, Employee Engagement, African Electricity, Inversion Transactions

For some, it’s only Thursday. For others, it’s already Thursday. But for all of you, it’s the JD Supra Corporate Brief, and that makes any day a little bit brighter… Considering an IPO? The JOBS Act now lets you “test the waters” of potential investors without violating SEC communications rules… (Morrison & Foerster) What are… Read more »

Do Business in Europe? 5 Developments to Follow in 2014

From JD Supra authors, five regulatory changes that could have an important impact on your European activities this year: 1. The Transatlantic Trade and Investment Partnership (TTIP):  United States and European Union Negotiators Hold 3rd Round of TTIP Negotiations – Scott Lincicome and Justin Miller of White & Case The Transatlantic Trade and Investment Partnership: The… Read more »

JD Supra Corporate Brief: Retail Cybersecurity, Striking Workers, Snow Days, Transfer Pricing

On February 4, 1801, John Marshall is sworn in as Chief Justice of the United States. Could Bitcoin make retail cybersecurity obsolete? (Henry Dinger, Grant Fondo, and William Stern; JD Supra Perspectives) Employers, you need to read these Affordable Care Act updates… (JD Supra Contributors) There’s a lot at stake for the NLRB in its… Read more »

JD Supra Corporate Brief: Software Transfers, Financial Settlements, Insider Trading, Transfer Pricing

We’ve come a long way, baby: on this day in 2007, Apple CEO Steve Jobs introduces the first iPhone. Are your software transfers compliant with U.S. economic sanctions? (Jeffrey Richardson at Miller Canfield) Should the power of federal regulators and prosecutors to impose financial settlements for white collar crimes be limited? (Lawrence Bader at Morvillo… Read more »

JD Supra Corporate Brief: SEC Enforcement, Boardroom Confidentiality, Social Media, Patent Trolls

Email delivery of the JD Supra Corporate Brief? Why, yes, thank you, I’ll take two! Where do I sign up? The future of SEC enforcement begins with its recent past… (Thomas Gorman at Dorsey & Whitney) The only calendar of retirement and health and welfare plan deadlines you’ll need… (King & Spalding) How can corporate… Read more »

JD Supra Corporate Brief: Compensation Committees & Fees, Volcker Rule & Godzilla, Tax Havens & France, Board Chairman & CEO

A different way to “ring” in the new year: 30 years ago today, the AT&T Bell System was broken up by the US government. Should you separate the CEO and Chairman of the Board roles at your company? (Akin Gump) Good news for compensation committee members of NASDAQ companies… (Goodwin Procter) If the Volcker Rule… Read more »

5 Issues to Watch in Banking & Finance in 2014

No, we don’t have a crystal ball. We have better: the insight of experts writing on JD Supra about regulatory and operational issues facing banks in 2014. Here are five to watch: 1. Virtual Currency Bitcoin and other virtual currencies may represent significant opportunities for investors and merchants, but right now, the risks seem to outweigh… Read more »

JD Supra Corporate Brief: Financial Reform, Patent Infringement, CFPB Compliance, ERISA Lawsuits

It’s Friday, you’re drinking coffee, and the JD Supra Corporate Brief is here. Does it get any better? C’mon kids: grab some cocoa and sit by the fire for the traditional holiday non-compete tale… (Michael Greco at Fisher & Phillips) 50-page glossary of financial reform terms? Check… (Morrison & Foerster) Native American tribes may be… Read more »

JD Supra Corporate Brief: Golden Cybersecurity Rules, California Whistleblower Protections, CyptoLocker Ransom Threats, EU Merger Review

Start your week off on the right foot: large coffee, cherry Danish, and the JD Supra Corporate Brief. Five golden rules for avoiding cybersecurity coal in your SEC comment letter stocking in 2014… (Adam Veness at Mintz Levin) Happy New Year, California whistleblowers… (Keith Goodwin and Laura Reathaford at Proskauer) How to protect your brand… Read more »

JD Supra Corporate Brief: Volcker Rule, Environmental Liabilities, OSHA Whistleblowers, Big Data

Nothing says “Happy Thursday” better than a piping hot cup of law news! Here’s an interesting visual comparison of the distance covered to get to the final version of the Volcker Rule… (Corporate Compliance Report) Should employees be allowed to work from home? (Mary Bennett and Ed Petry at NAVEX Global) Apparently, environmental liabilities of… Read more »

JD Supra Corporate Brief: Compensation Committees, Volcker Rule, OSHA Whistleblowers, Ambush Elections

Five years ago today, Bernie Madoff was arrested and charged with securities fraud in a $50 billion Ponzi scheme. NASDAQ wants to change its listing standards for compensation committee independence… (Shearman & Sterling) The feds approved the Volcker Rule yesterday, bringing in new era of financial regulation… (Corporate Law Report) Considering an “acqui-hire”? Consider your… Read more »

Feds Approve Volcker Rule, Bringing in New Era of Financial Regulation

“Federal regulators voted on Tuesday to approve a rule that strikes at the heart of Wall Street risk-taking, a moment that punctuates three years of internal squabbling and bank lobbying over an effort to reshape the financial landscape.” (Ben Protess and Peter Eavis, New York Times) Earlier today, the five federal agencies responsible for writing… Read more »

JD Supra Corporate Brief: In-House Counsel, Patent Trolls, Social Media, Iran Sanctions

Give yourself the gift the keeps on giving: inbox delivery of the JD Supra Corporate Brief. It’s as easy as click, type, send… Know your employer’s business, identify unnecessary legal risks, and other ways in-house counsel can add the most value to a company… (Walt Metz, JD Supra Perspectives) These aren’t the (patent) trolls you’re… Read more »

JD Supra Corporate Brief: Supply Chain Security, Safe Harbor Program, Iran Sanctions Changes, California Fracking Rules

On December 2, 2001, Enron filed for Chapter 11 bankruptcy. Can you believe it’s been just twelve years? What do changes to US sanctions on Iran mean for American companies? (Perkins Coie) Supply chain security compliance just got a lot harder for Department of Defense contractors… (Peter McLaughlin, Rick Vacura, and Bradley Wine at Morrison… Read more »