Topic: FINRA

JD Supra Corporate Brief: Software Transfers, Financial Settlements, Insider Trading, Transfer Pricing

We’ve come a long way, baby: on this day in 2007, Apple CEO Steve Jobs introduces the first iPhone. Are your software transfers compliant with U.S. economic sanctions? (Jeffrey Richardson at Miller Canfield) Should the power of federal regulators and prosecutors to impose financial settlements for white collar crimes be limited? (Lawrence Bader at Morvillo… Read more »

JD Supra Corporate Brief: Trade Secret Theft, Business Continuity Planning, NAFTA Arbitration Claim, Comprehensive Tax Reform

The bad news: it’s still not Friday. The good news: it’s pretty darn close. The law news: This can’t be good: foreign defendants avoid prosecution for theft of trade secrets by fighting the government’s attempts to serve process… (Orrick) Business continuity planning in the financial industry might not be as simple as regulators think… (Dechert)… Read more »

JD Supra Corporate Brief: China Detentions, HIPAA Policies, Compounding Pharmacies, Club Deals

Sign up for email delivery of the JD Supra Corporate Brief, and you’ll never go hungry for reading material again! The key lesson for multinationals from China’s arrest and detention of four GSK employees? Update your anti-corruption programs… (K&L Gates) Worried that the Supreme Court’s ruling against “pay to delay” agreements in Actavis could expose… Read more »