Topic: Insider Trading

JD Supra Corporate Brief: Big Data, Green Trade, iPad Regulation, Ukraine Sanctions

On March 11, 1999, Infosys became the first Indian company to be listed on the NASDAQ stock exchange. Mo’ data mo problems… (Judy Selby at BakerHostetler) Going green + going global = going great! (King & Spalding) When is an iPad more than an iPad? When it’s an FDA regulated medical device, for starters… (Sharon… Read more »

JD Supra Corporate Brief: Marijuana Industry Banks, Moldy Washing Machines, Deferred Prosecution Agreements, Foreign Sanctions Evaders

Go ahead, sign up for email delivery of the JD Supra Corporate Brief. It is Tuesday, after all… The bottom line? Banks should think twice before doing business with a marijuana-related business… (Jay Baris and Oliver Ireland at Morrison & Foerster) Injury or no injury, consumers are free to join class action lawsuits against Whirlpool… Read more »

JD Supra Corporate Brief: Europe’s Volcker Rule, 2104 Proxy Season, Ohada Commercial Code, Shareholder-Director Communication

On this day in 1937, General Motors recognized the United Auto Workers, ending a sit-down strike that began more than a month earlier. A Volcker Rule for Europe? In the works… (White & Case) Are you ready for the 2014 proxy season? (James Barrall and Steven Stokdyk at Latham & Watkins) Seven tips for complying… Read more »

JD Supra Corporate Brief: Cybersecurity Standards, Drone Laws, Employee Handbooks, SEC Trials

Stop looking for something to read every morning: get the JD Supra Corporate Brief delivered straight to your inbox. Sign up here. The US Senate is moving quickly to address the need for federal data security and breach notification standards… (Francine Friedman and Alice Hsu at Akin Gump) Drones are a normal part of life… Read more »

Insider Trading in 2013: It Was The Best of Years, It Was The Worst of Years…

“In 2013, the SEC filed 43 insider trading actions […] and DOJ brought criminal charges involving insider trading against 20 individuals or entities.” (Morrison & Foerster) Last year was another year in aggressive insider trading enforcement, write attorneys at Morrison & Foerster in their comprehensive 2013 Insider Trading Annual Review. Some highlights on the year:… Read more »

JD Supra Corporate Brief: Software Transfers, Financial Settlements, Insider Trading, Transfer Pricing

We’ve come a long way, baby: on this day in 2007, Apple CEO Steve Jobs introduces the first iPhone. Are your software transfers compliant with U.S. economic sanctions? (Jeffrey Richardson at Miller Canfield) Should the power of federal regulators and prosecutors to impose financial settlements for white collar crimes be limited? (Lawrence Bader at Morvillo… Read more »

JD Supra Corporate Brief: Compliance Programs, Patent Glossaries, Paternity Leave, Insider Trading

Happy Birthday, Condi Rice! What’s the one thing missing from your corporate compliance program? (JD Supra Contributors) The problem of patent glossaries: ambiguity and the nature of meaning… (Robert Sachs at Fenwick & West) Stay tuned for more on CNN reporter Josh Levis’ paternity leave lawsuit against his employer – it’s one to watch… (Kathryn… Read more »

JD Supra Corporate Brief: Dual-Track Process, Conflict Minerals Disclosure, Forced-Placed Insurance, Insider Trading Risk

Need a break from the hustle and bustle of your morning commute? Just pull up the JD Supra Corporate Brief on your tablet, pop in your earbuds, and let the law news take you away… There are two reasons companies should pursue a dual-track mergers and acquisition and initial public offering process… (Cathy Birkeland at… Read more »

JD Supra Corporate Brief: Cuban Wins, Rabobank Pays, FDIC Warns, Australia Repeals

This day in legal history: on October 31, 2002, a federal grand jury indicts former Enron CFO Andrew Fastow on 78 counts of wire fraud, money laundering, conspiracy, and obstruction of justice related to the company’s collapse. Scary! Fake Graveyards, Insulting Tombstones, & A Lawsuit Over Free Speech Violations… (Is That Legal?) It took the… Read more »

“Keep an Open Mind” … and Other Ways to Get Your Deal Done in Russia [with Video]

[Link: Russian Mergers & Acquisitions Market – Challenges and Opportunities – White & Case LLP] From attorneys David Crook and Eric Michailov of White & Case, an insider’s perspective on the challenges and opportunities of investing in Russia, complete with tips on getting your deal done: Stay ahead of political and legislative changes Be attuned… Read more »

JD Supra Corporate Brief: Wal-Mart Employees, Rogue CEOs, Infinite Loops, Zimbabwe Expropriations

On this day in 1935, the Social Security Act took effect, creating the nation’s government-run retirement pension. Déjà vu all over again: a federal judge just struck down another proposed class of female Wal-Mart employees… (Orrick) CEO gone rogue? Here’s what to do… (LEVICK) Cybersecurity framework, consumer privacy, taxes, and other key issues facing the… Read more »

JD Supra Corporate Brief: Electronic Discovery, Steven Cohen, Joint Ventures, Spoofing Cheetah

Yes, it’s Monday. But a good cup of coffee, a blueberry scone, and the JD Supra Corporate Brief can help… Who should pay the costs of electronic discovery? It depends on where you ask… (Cullen and Dykman) Interesting perspective on the charges against Steven Cohen from a former staff attorney at the SEC… (Brooks Pierce)… Read more »

JD Supra Corporate Brief: Corporate Governance, Material Omissions, HSR Notification, Consumer Privacy

July 26, 1947: President Harry Truman signs the National Security Act of 1947, and in doing so creates the CIA, the US Department of Defense, the US Air Force, the Joint Chiefs of Staff, and the US National Security Council. Have proxy advisory firms become the gatekeepers of corporate governance? (Dechert) A federal court just… Read more »

JD Supra Corporate Brief: Protecting Whistleblowers, Advertising Offerings, Reviewing Mergers, Sharing Audits

The new math: (coffee + JD Supra Corporate Brief) / Monday = Ahhh. Enjoy: An appeals court just ruled that Sarbanes-Oxley whistleblower protections apply even when there are no shareholders to defraud… (Sherman & Howard) The SEC has revised its rules to allow entrepreneurs and startups to market stock offerings via advertisements and mass communications… Read more »

JD Supra Corporate Brief: Immigration Reform, Insider Trading, Cyber Insurance, Caffeine Fix

Briefcase? Check. Coffee? Check. JD Supra Corporate Brief? Check. Let the commute begin! The draft “Gang of Eight” immigration bill proposes higher limits on foreign workers in exchange for more regulation of employers (but that’s not all…) (Franczek Radelet) Should insider traders be punished for their actions, or for the profits they made through the… Read more »