Topic: Investment Advisers

JD Supra Corporate Brief: In-House Counsel, Patent Trolls, Social Media, Iran Sanctions

Give yourself the gift the keeps on giving: inbox delivery of the JD Supra Corporate Brief. It’s as easy as click, type, send… Know your employer’s business, identify unnecessary legal risks, and other ways in-house counsel can add the most value to a company… (Walt Metz, JD Supra Perspectives) These aren’t the (patent) trolls you’re… Read more »

JD Supra Corporate Brief: Crowdfunding Rules, Data Protection, Sleep Studies, Foreign Whistleblowers

It’s Friday, and that means a hearty helping of law news around the JD Supra breakfast table. Dig in! How to run an IPO while pursuing a private confidential auction of your company? Start with this video… (Cathy Birkeland at Latham & Watkins) The new SEC crowdfunding proposal: one small step for regulators, one giant… Read more »

JD Supra Corporate Brief: Caution on Boards, Fracking in Europe, EEOC in Court, Energy in California

Let the JD Supra Corporate Brief turn your Monday into “Funday:” In the face of market volatility and economic pressures, who can blame boards of directors for being cautious? (Cadwalader) The future of fracking in Europe is uncertain… (BakerHostetler) The shutdown is over – now what? (Mintz Levin) The gig is up for investment advisers… Read more »

JD Supra Corporate Brief: Deceptive Acts, Listing Standards, Safe Harbor, Open Enrollment

L’Shana Tova! Seems like every regulatory agency wants to monitor unfair or deceptive acts or practices at large banks these days… (Morrison & Foerster) These six factors will help you determine if your company is complying with the NYSE and Nasdaq listing standards… (Manatt, Phelps & Phillips) The Richmond, CA, eminent domain seizure program violates… Read more »

JD Supra Corporate Brief: Unauthorized IP, Unpaid Interns, Insider Tweeting, Venture Capital

The greatest invention since sliced bread? Email delivery of the JD Supra Corporate Brief. And you can sign up right now. Do you know whose IP is in your suppliers’ stream? (White & Case) What’s hot in cybersecurity? This… (Corporate Law Report) You might be surprised to know who’s been sued by former unpaid interns… Read more »

Feds Implement New Identity Theft Rules for Banks and Investment Advisers – A JD Supra Q&A

“… the written identity theft program [must] be designed to detect, prevent and mitigate identity theft in connection with certain existing accounts or the opening of new accounts.” (Katten Muchin Rosenman) On May 20, 2013, identity theft red flag rules developed by the Securities and Exchange Commission and the Commodities Futures Trading Commission went into… Read more »