Topic: Listing Standards

JD Supra Corporate Brief: Deceptive Acts, Listing Standards, Safe Harbor, Open Enrollment

L’Shana Tova! Seems like every regulatory agency wants to monitor unfair or deceptive acts or practices at large banks these days… (Morrison & Foerster) These six factors will help you determine if your company is complying with the NYSE and Nasdaq listing standards… (Manatt, Phelps & Phillips) The Richmond, CA, eminent domain seizure program violates… Read more »

SEC Approves Revisions to NASDAQ and NYSE Compensation Committee Rules

“The … requirements were added pursuant to the Dodd-Frank Act and: enhance the independence requirements for compensation committee members; specify compensation committee authority relating to compensation consultants, counsel and other advisers; and specify compensation committee responsibility to consider potential conflicts of interests when selecting compensation consultants, counsel and other advisers.” (Skadden Arps) The Securities and… Read more »