Topic: OFR

JD Supra Corporate Brief: SEC Report, Lying Liars, Contractor Cybersecurity, Re-Shoring Operations

Oversleep? Spill coffee on your new suit? Leave the afternoon keynote in your other laptop? Relax, take a deep breath, and read the JD Supra Corporate Brief… Think the SEC’s Office of Financial Research’s missed the mark on “Asset Management and Financial Stability”? You’re not alone… (Thomas Vartanian at Dechert) Goldman Sachs will be required… Read more »

Feds Say Asset Managers Put the Country‘s Financial System at Risk – Here’s How

“[The report] found that asset managers could transmit risks across the financial system through two primary channels: (1) exposure of creditors, counterparties, investors, or other market participants to an asset manager; and (2) disruptions to financial markets caused by fire sales.” (Stephen Quinlivan, Leonard, Street and Deinard) According to the Treasury Department’s Office of Financial Research… Read more »

Swap Market Participants: New CFTC Rules Go Into Effect April 10, 2013

“The Office of Financial Research (OFR) of the US Treasury Department … has been participating in a global effort to improve the infrastructure of the financial markets by creating a process for assigning every participant in financial transactions a … unique identification number that facilitates transactional recordkeeping and reporting for financial transactions and can also… Read more »