Topic: SEC Enforcement

JD Supra Corporate Brief: SEC Priorities, Cybersecurity Lawsuits, H-1B Petitions, Knowledgeable Employees

On February 26, 1995, the UK’s oldest investment bank, Barings Bank, collapses when broker Nick Leeson loses $1.4 billion by speculating on the Singapore International Monetary Exchange. When the SEC Speaks, you should listen: highlights from the 2014 SEC Speaks Conference… (Perkins Coie) Will the Cybersecurity Framework open the door to a new wave of… Read more »

When The SEC Speaks, You Should Listen: Highlights From The 2014 SEC Speaks Conference

It’s that time of the year again, when the Securities and Exchange Commission announces its priorities at its annual “SEC Speaks Conference.” Here’s a look at key takeaways, from attorneys at Perkins Coie: A move from rule-making to rule enforcement: “During their annual turn on the bully pulpit, several of the Commissioners themselves remarked that… Read more »

JD Supra Corporate Brief: Artificial Intelligence, Cybersecurity Framework, Safe Harbor, LIBOR Administrator

On this day in 1801, an electoral college tie was resolved when the House of Representatives named Thomas Jefferson President of the United States, and Aaron Burr Vice-President. Anybody else think that would have been an interesting outcome for the Bush v. Gore election? Robotics, artificial intelligence, and automation are transforming the workplace. So what… Read more »

JD Supra Corporate Brief: BYOD Policies, Conflict Minerals, Cyber Crime, Class Actions

Go ahead, sign up for email delivery of the JD Supra Corporate Brief. It is Friday, after all… Unfortunately for employers, there is no boilerplate BYOD policy that will work for all situations… (Michelle Keogh at Snell & Wilmer) What if the key to overturning the SEC conflict minerals rule were the First Amendment? (Frank… Read more »

JD Supra Corporate Brief: Cyber-Attack Technology, Anti-Corruption Landscape, D&O Safety Net, Health Care Enforcement

115 years ago today, the Pemberton Medicine Company – now known as the Coca-Cola Company – was incorporated. Drink up! Are your risk factor disclosures and forward looking statements adequate for today’s cyber-attack technology? (Tracy Crum and Alice Hsu at Akin Gump) In recent years there has been dramatic change to the global anti-corruption landscape… (Shanti… Read more »

JD Supra Corporate Brief: China Antitrust, EPA Updates, Ethics Lessons, Japanese Mushrooms

Sign up for email delivery of the JD Supra Corporate Brief. It’s as easy as click, type, send… Here’s an excellent overview of antitrust and competition law enforcement in China last year… (Simon Baxter, Frederic Depoortere, David Foster, and Sharis Pozen at Skadden Arps) Three ways the EPA is celebrating the New Year… (Corporate Law… Read more »

JD Supra Corporate Brief: Software Transfers, Financial Settlements, Insider Trading, Transfer Pricing

We’ve come a long way, baby: on this day in 2007, Apple CEO Steve Jobs introduces the first iPhone. Are your software transfers compliant with U.S. economic sanctions? (Jeffrey Richardson at Miller Canfield) Should the power of federal regulators and prosecutors to impose financial settlements for white collar crimes be limited? (Lawrence Bader at Morvillo… Read more »

JD Supra Corporate Brief: SEC Enforcement, Boardroom Confidentiality, Social Media, Patent Trolls

Email delivery of the JD Supra Corporate Brief? Why, yes, thank you, I’ll take two! Where do I sign up? The future of SEC enforcement begins with its recent past… (Thomas Gorman at Dorsey & Whitney) The only calendar of retirement and health and welfare plan deadlines you’ll need… (King & Spalding) How can corporate… Read more »

JD Supra Corporate Brief: Volcker Rule, Workplace Gossip, Undocumented Workers, Securities Fraud

Happy New Year from JD Supra! Best wishes for a healthy and happy 2014. Cyber risk is the “new normal” – and that means companies will have to beef up their insurance coverage… (Alba Alessandro at Hodgson Russ) No gossip in the workplace? No way, says the NLRB… (Renee Phillips and Gary Siniscalco at Orrick)… Read more »

JD Supra Corporate Brief: Trade Secrets, Employee Hours, Iran Sanctions, Snowden Revelations

Yes, it’s Monday. Good thing there’s law news (and coffee!): There are seven different bills related to trade secrets currently pending before Congress… (Daniel Corbett and Gabriel Ramsey at Orrick) Here are 2.75 million reasons why you need to be very very careful when rounding employee hours… (Michael Cardman at XpertHR) 2013 has been an… Read more »

JD Supra Corporate Brief: EU Trade Secrets, Social Media Firings, Common Whistleblower Complaints, Chief Compliance Officers

For the record, Tuesday is in fact Newsday here at JD Supra… Enjoy! The EU just took a significant step closer to uniform protection of trade secrets… (Orrick) Turns out that sometimes it’s OK to fire employees based on their social media activity… (Stephen Asay at Pillsbury) Good news for proponents of California’s cap-and-trade auction…… Read more »

JD Supra Corporate Brief: DOL Investigations, Risk Management, EU-China Treaty, Food Labels

Happy Birthday, Mickey Mouse! Say what you want about the FCPA, but don’t call it anti-business… (Randy Stephens at NAVEX Global) “Uh, yeah, there’s a man here who says he’s from the Department of Labor… What do I do?” (Eric Su at Ogletree Deakins) Now more than ever, banks must adopt risk management processes that… Read more »

JD Supra Corporate Brief: Compliance Programs, Patent Glossaries, Paternity Leave, Insider Trading

Happy Birthday, Condi Rice! What’s the one thing missing from your corporate compliance program? (JD Supra Contributors) The problem of patent glossaries: ambiguity and the nature of meaning… (Robert Sachs at Fenwick & West) Stay tuned for more on CNN reporter Josh Levis’ paternity leave lawsuit against his employer – it’s one to watch… (Kathryn… Read more »

JD Supra Corporate Brief: Child Labor, Whistleblower Protections, Swiss Banks, FATCA Compliance

Turns out that when he wasn’t developing the general theory of relativity, Albert Einstein also invented … a refrigerator. Here’s the patent to prove it, granted November 11, 1930. Complying with child and forced labor laws around the world is more than good business sense – it’s also the right thing to do… (Cheryl Behymer… Read more »

JD Supra Corporate Brief: Email Policies, Whistleblower Bounties, Counterfeit Goods, Office Supplies

Just over 100 years ago today, the first air freight shipment was completely by the Wright brothers on behalf of department store owner Max Moorehouse. We can’t help but wonder – did it absolutely, positively have to be there overnight? Will email policies be the next battleground for the NLRB? (Tim Long, Lisa Lupion, and… Read more »