Topic: SEC

SEC Whistleblower Rules: A Dodd-Frank Reading List

For your reference, here’s what leading law firms are telling us about the final Dodd-Frank whistleblower provisions recently enacted by the Securities and Exchange Commission (SEC): Small Business Securities Bulletin: SEC Adopts Rules Implementing the Whistleblower Provisions of Dodd-Frank (Ober|Kaler) “Consistent with Dodd-Frank and the proposed rules, the final rules provide that individuals who voluntarily… Read more »