Topic: SEC

JD Supra Corporate Brief: Caution on Boards, Fracking in Europe, EEOC in Court, Energy in California

Let the JD Supra Corporate Brief turn your Monday into “Funday:” In the face of market volatility and economic pressures, who can blame boards of directors for being cautious? (Cadwalader) The future of fracking in Europe is uncertain… (BakerHostetler) The shutdown is over – now what? (Mintz Levin) The gig is up for investment advisers… Read more »

JD Supra Corporate Brief: Cyber Insurance, Mary Jo White, CEO Liabilities, Biosimilar Law

Happy Alaska Day! This is why you need cyber insurance… (BakerHostetler) How has Mary Jo White done in her first six months on the job? (Reed Smith) Yes, the CEO could be held liable for unpaid wages… (Baker Donelson) Sure, the shutdown is over, but the questions about paying furloughed contractors remain… (Morrison & Foerster)… Read more »

JD Supra Corporate Brief: Trade Secrets, 337 Investigations, FMLA Requests, Pay Ratio

Yes, the JD Supra Corporate Brief via email sounds like a great idea. Where do I sign up? Trade secrets lawsuits can mean big money – even when they’re settled out of court… (Orrick) Hazardous products happen. The important thing is to be prepared before they do… (Perkins Coie) The ITC wants to make resolving… Read more »

JD Supra Corporate Brief: Tax Transparency, Foreign Official, CEO Fraud, Financial Disaster

It’s Wednesday and the government is still shut down: you’re gonna need more coffee. And the JD Supra Corporate Brief: The G20 want greater tax transparency across the globe – but can their recommendations be put into practice? (Skadden Arps) For the first time in history, an appeals court will consider whether an employee of… Read more »

JD Supra Corporate Brief: Cheaters’ High, Solar Power, Discriminatory Lending, Pipeline Projects

Have you signed up for email delivery of the JD Supra Corporate Brief yet? It’s as easy as click, type, send. The SEC just issued important clarification for broker-dealers on the “failure to supervise” liability of compliance and legal personnel… (Morrison & Foerster) Cheating gets you high – so what can ethics and compliance officers… Read more »

JD Supra Corporate Brief: SEC Enforcement, ADR Clauses, Russian Deals, Swiss Banks

Picture this: on this day in 1884, George Eastman received a US patent on paper-strip photographic film. No violation is too small to attract the attention of the SEC’s Enforcement Division… (Morrison & Foerster) Looks like Wells Fargo will have to face the DOJ’s False Claims Act lawsuit after all… (BuckleySandler) Here’s a good question:… Read more »

JD Supra Corporate Brief: Big Data, EU Sanctions, Asset Managers, Supreme Court

The government is still closed? Now that’s not a very good way to celebrate Friday, is it? How big data and data analytics are revolutionizing the delivery of health care… (Mintz Levin) Is the EU going soft on companies that do business with Iran? (Sheppard Mullin) Feds say asset managers put the country‘s financial system… Read more »

How the SEC’s $14 Million Whistleblower Award Can Buy You Peace of Mind – If You Act Now

Earlier this month, the Securities and Exchange Commission announced that it had awarded an anonymous whistleblower $14 million for a tip that led authorities to recover a substantial amount of funds. The award is only the third payment made under the agency’s whistleblower bounty award program since its creation three years ago under the Dodd-Frank… Read more »

Feds Say Asset Managers Put the Country‘s Financial System at Risk – Here’s How

“[The report] found that asset managers could transmit risks across the financial system through two primary channels: (1) exposure of creditors, counterparties, investors, or other market participants to an asset manager; and (2) disruptions to financial markets caused by fire sales.” (Stephen Quinlivan, Leonard, Street and Deinard) According to the Treasury Department’s Office of Financial Research… Read more »

JD Supra Corporate Brief: Whistleblower Award, Chinese Investments, Online Privacy, Compliance Commitments

What’s black and white and read all over? Why, the JD Supra Corporate Brief, of course! So the $14 million was a tip for … a good tip? (K&L Gates) What Chinese companies need and where they’re going to find it… (Corporate Law Report) Does California’s amended online privacy law mean we all have to… Read more »

JD Supra Corporate Brief: SEC Demands, Activist Money, Religious Accommodations, Risk Retention

Wait – you haven’t signed up for email delivery of the JD Supra Corporate Brief? What are you waiting for? Give the SEC an inch, and they’ll want to take a mile… (Orrick) Looking for the latest in class action trends? It’s right here… (Skadden) The PTO’s first decision under the America Invents Act invalidated… Read more »

JD Supra Corporate Brief: Automakers Strike Back, China Opens Up, Governor Vetoes Bill, NY Continues Moratorium

So far, no good: The government shutdown is one week old today. Hang in there, America! A group of automakers just flattened a patent troll… (Foley & Lardner) How the Shanghai FTZ makes It easier for foreign companies to invest in China… (Corporate Law Report) The feds want government contractors to update their anti-human trafficking… Read more »

JD Supra Corporate Brief: Whistleblower Lawsuits, Patent Trolls, Argentinian Shale, China Trademarks

Monday morning blues? The JD Supra Corporate Brief – along with a good cup of coffee and a cherry danish – will put that smile back on your face: The SEC will pay an unidentified whistleblower $14 million for a tip that recovered substantial investor funds… (Latham & Watkins) What’s new in the fight against… Read more »

What’s New in Whistleblower Law? A $14 Million SEC Bounty, SOX and Dodd-Frank Lawsuits, False Claims Act, Accounting Fraud…

Earlier this week, the Securities and Exchange Commission announced that it had awarded an anonymous source $14 million under its whistleblower bounty program, the largest award ever given out by the SEC. That’s just one of the many developments attorneys on JD Supra are covering on the broad topic of whistleblower and the law: SEC… Read more »

JD Supra Corporate Brief: Green Chemistry, Data Protection, FATCA Implementation, Privacy Developments

The best thing about Friday? Chocolate-covered donuts in the break room. And the JD Supra Corporate Brief: You’ve got less than three months to comply with California’s new Internet privacy law… (Pillsbury) These six resolutions came out of the recent International Conference of Data Protection and Privacy Commissioners… (DLA Piper) If anyone can say “I… Read more »