Topic: SEC

JD Supra Corporate Brief: SEC Reporting, Social Media, Non-Poaching Arrangements, Fired Whistleblowers

Day Three of the government shutdown, and no end in sight. Hang in there, America… Buying or selling? It doesn’t matter – the SEC historical financial statement reporting requirements apply either way… (Skadden Arps) It’s everything you need to know about social media and securities laws. Really… (Morrison & Foerster) Colorado energy companies must act… Read more »

JD Supra Corporate Brief: Executive Salaries, Government Shutdown, Accounting Fraud, Chinese IPOs

Sign up for email delivery of the JD Supra Corporate Brief, and get a puppy! OK, there’s no puppy – but there is still great law news in your inbox every weekday morning! Are Chinese anti-corruption authorities turning up the heat on investigation and information-gathering firms? (McDermott Will & Emery) Just how much influence do… Read more »

SEC Fines 23 Firms for Illegal Short Selling – Lessons for All Investment Firms

“In announcing the enforcement actions, Andrew J. Ceresney, Co-Director of the SEC’s Division of Enforcement, emphasized that the Staff has ‘zero tolerance for any securities violations, including violations that do not require manipulative intent.’” (BakerHostetler) In mid-September, the Securities and Exchange Commission charged 23 investment firms with violating an SEC rule that prohibits firms from… Read more »

JD Supra Corporate Brief: CFIUS Authority, SEC Enforcement, 2014 Proxies, Patent Trolls

Government shutdown or no government shutdown, there’s still a JD Supra Corporate Brief to read: The Committee on Foreign Investment in the United States just ordered an Indian company to sell its stake in a US digital security business… (Goodwin Procter) “Costly and complicated” is one way to describe the SEC’s new CEO pay ratio… Read more »

JD Supra Corporate Brief: Government Shutdown, Cyber Insurance, Drilling Permits, Pay Ratio

Monday morning blues? Here’s a cure: two parts coffee, one part cherry Danish, and a hearty dash of JD Supra Corporate Brief: A federal shutdown would create distinct challenges for government operations… (Skadden Arps) Is it time to update the patent examination system? (MBHB) If at first you don’t succeed, try, try again – but… Read more »

JD Supra Corporate Brief: Leased Photocopiers, Zero Tolerance, Big Data, Elder Abuse

Plan to sneak out of the office a little early today? Better read the JD Supra Corporate Brief right now then: What’s a leased photocopier going for under the new HIPAA regime? About the same as a lost laptop… (Polsinelli) The SEC’s “Zero Tolerance” policy is paying off… (BakerHostetler) According to a recent survey, companies… Read more »

JD Supra Corporate Brief: Trade Secret Theft, Business Continuity Planning, NAFTA Arbitration Claim, Comprehensive Tax Reform

The bad news: it’s still not Friday. The good news: it’s pretty darn close. The law news: This can’t be good: foreign defendants avoid prosecution for theft of trade secrets by fighting the government’s attempts to serve process… (Orrick) Business continuity planning in the financial industry might not be as simple as regulators think… (Dechert)… Read more »

JD Supra Corporate Brief: M&A Activity, Iran Sanctions, Wellness Program, Libor Scandal

Wouldn’t the world be a better place if we all just slowed down a bit, smiled a little more, worried less, and spent the morning reading the JD Supra Corporate Brief? Will M&A pick up during the second half of the year? (Morrison & Foerster) “You’re gonna need more credible evidence if you want to… Read more »

JD Supra Corporate Brief: Accounting Fraud, Stolen Secrets, Activist Investors, EPA Limits

Why did the chicken cross the road? To read the JD Supra Corporate Brief, of course. And to get one of those cronuts everyone keeps talking about around the coop… How companies can prepare for the SEC’s renewed focus on accounting fraud… (Skadden Arps) A cautionary tale for every employer that lets workers access both… Read more »

Why Comparing CEO Pay to Employee Salaries Might Not Be As Bad As Business Leaders Think

“The pay ratio disclosure would be required in annual reports on Form 10-K, registration statements and proxy and information statements. […] Pay ratio disclosure would be considered ‘filed’ not ‘furnished,’ and, therefore, would be subject to liability under the Securities Act and Exchange Act.” (Dechert) On September 18, a divided Securities and Exchange Commission proposed… Read more »

JD Supra Corporate Brief: IP Police, Tobacco Advertising, Pay Ratio, Lehman Brothers

Looking for a great way to kick off the weekend? Add a little milk and sugar to your morning coffee. And read the JD Supra Corporate Brief: London calling: the UK’s new Police Intellectual Property Crime Unit launched on September 13… (DLA Piper) Advertise ‘em if you sell ‘em… (Pillsbury) Is it just us, or… Read more »

JD Supra Corporate Brief: Trade Secrets in China, Wire Fraud at Locust, Insurance Issues in Congress, Three Quarters of a Billion (Dollars)

Breakfast is the most important meal of the day. The most important law news? Why, it’s the JD Supra Corporate Brief, of course: “Feelings, nothing more than feelings…” The new anthem for private equity firms? (Greentarget) Taiwanese executives from HTC were arrested for selling trade secrets to China. Here’s why it matters to US companies…… Read more »

JD Supra Corporate Brief: China Trademarks, Offshore Wind, Mandatory Arbitration, Butterfly Effect

It’s Wednesday, and that means an extra cup of coffee for all of us here at the JD Supra Corporate Brief. Care to join us? Good news: the G20 finally agree on something. Too bad it’s about sharing tax records around the world… (BakerHostetler) China just revised its trademark law again… (Sheppard Mullin) It’s time… Read more »

JD Supra Corporate Brief: Deceptive Acts, Listing Standards, Safe Harbor, Open Enrollment

L’Shana Tova! Seems like every regulatory agency wants to monitor unfair or deceptive acts or practices at large banks these days… (Morrison & Foerster) These six factors will help you determine if your company is complying with the NYSE and Nasdaq listing standards… (Manatt, Phelps & Phillips) The Richmond, CA, eminent domain seizure program violates… Read more »

JD Supra Corporate Brief: Trade Secret Theft, Securities Fraud, Hijacked Domains, Credit Card Surcharges

Sure it’s a short week. But there’s still a lot of law news to read: Victims of cyber attacks: the ITC can help… (Quinn Emanuel) “The good news: you won’t be prosecuted for securities fraud that took place outside the US. The bad news? We’ve determined you were in the US…” (Morvillo Abramowitz) The Department… Read more »