Topic: Securities Law

Dodd-Frank Updates: A Legal Roundup – August 2011

For your reference, an August reading list of recent Dodd-Frank Act news, updates, and analysis published by law firms on JD Supra: …On Investment Advisers Summary and Analysis of Dodd-Frank Rules for Investment Advisers Registration Requirements, Exemptions, Family Offices, Performance Fee Eligibility (Katten Muchin Rosenman LLP): “…the Securities and Exchange Commission on June 22 adopted… Read more »

European Securities Law: 5 Areas to Watch

Culled from commentary and updates by lawyers and law firms on JD Supra, five securities practices and products that are coming under increased scrutiny by European authorities:  1. UCITS Exchange-Traded Funds and Structured UCITS “On July 22, the European Securities and Markets Authority published a discussion paper Policy Orientations on Guidelines for UCITS Exchange-Traded Funds… Read more »