Topic: SOX

JD Supra Corporate Brief: Big Data, Green Trade, iPad Regulation, Ukraine Sanctions

On March 11, 1999, Infosys became the first Indian company to be listed on the NASDAQ stock exchange. Mo’ data mo problems… (Judy Selby at BakerHostetler) Going green + going global = going great! (King & Spalding) When is an iPad more than an iPad? When it’s an FDA regulated medical device, for starters… (Sharon… Read more »

JD Supra Corporate Brief: Activist Shareholders, Tax Reform, Ukraine Sanctions, EU Privacy

On this day in 1876, Alexander Graham Bell was granted a patent on the invention he called the “telephone.” Just in time for proxy season: three practical steps you can take to stay ahead of activist shareholders… (Steven Stokdyk and Joel Trotter at Latham & Watkins) The sweeping reforms in Representative Camp’s proposed tax reform… Read more »

SCOTUS Says SOX Whistleblower Protections Cover Employees at Private Companies, Too

“… the Lawson decision should be a sobering one for employers.” (Jeffrey Dunlaevy of Ogletree Deakins) Private contractors across the country now need to adopt new procedures for responding to employees who blow the whistle. That’s because the US Supreme Court ruled earlier this week in Lawson v. FMR that the whistleblower protections of the… Read more »

JD Supra Corporate Brief: Horton Victory, Tax Loopholes, Front Pay, Bird Deaths

  On this day in 1945, the US Senate votes to approve the country’s participation in the newly-formed United Nations. Horton heard a huge victory over the NLRB yesterday. Here’s Q&A with D.R. Horton’s lead lawyer on what the ruling means for all companies… (Ron Chapman, JD Supra Perspectives) Lawmakers want to close loopholes that… Read more »

What’s New in Whistleblower Law? A $14 Million SEC Bounty, SOX and Dodd-Frank Lawsuits, False Claims Act, Accounting Fraud…

Earlier this week, the Securities and Exchange Commission announced that it had awarded an anonymous source $14 million under its whistleblower bounty program, the largest award ever given out by the SEC. That’s just one of the many developments attorneys on JD Supra are covering on the broad topic of whistleblower and the law: SEC… Read more »

JD Supra Corporate Brief: Fracking Rule Comments, Commercial Crime Insurance, SOX Whistleblower Protections, Retail Energy Contracts

Register for email updates, and you’ll never go looking for the JD Supra Corporate Brief again. It’s as easy as click, type, send… The BLM’s proposed rules for fracking on public lands garnered substantial attention: more than 1,000,000 comments’ worth, to be exact… (BakerHostetler) India’s accession to the Madrid Protocol means that trademark registrations in… Read more »

Whistleblower Protection Rules: 5 Need-to-Know Developments for Employers

Whistleblowers – insiders who report corporate wrongdoing and fraud – are not new. But many of the laws that protect them are. Perhaps not surprisingly, the protections granted by those laws continue to evolve. For your reference, here’s a look at five recent changes that employers need to know: 1. A federal court ruled that… Read more »

JD Supra Corporate Brief: Protecting Whistleblowers, Advertising Offerings, Reviewing Mergers, Sharing Audits

The new math: (coffee + JD Supra Corporate Brief) / Monday = Ahhh. Enjoy: An appeals court just ruled that Sarbanes-Oxley whistleblower protections apply even when there are no shareholders to defraud… (Sherman & Howard) The SEC has revised its rules to allow entrepreneurs and startups to market stock offerings via advertisements and mass communications… Read more »