Topic: Transparency

You Could Learn A Lot about SEC Enforcement Listening to Mary Jo White…

Securities and Exchange Commission Chair Mary Jo White is certainly keeping busy. In recent weeks she’s spoken to the Council of Institutional Investors, the National Association of Corporate Directors, and the Securities Enforcement Forum, among others. From lawyers writing on JD Supra, here’s what she had to say: The SEC wants more guilty pleas: “In… Read more »

Why Comparing CEO Pay to Employee Salaries Might Not Be As Bad As Business Leaders Think

“The pay ratio disclosure would be required in annual reports on Form 10-K, registration statements and proxy and information statements. […] Pay ratio disclosure would be considered ‘filed’ not ‘furnished,’ and, therefore, would be subject to liability under the Securities Act and Exchange Act.” (Dechert) On September 18, a divided Securities and Exchange Commission proposed… Read more »